SEC Form 4 · accession 0001213900-18-013440
Spectrum Global Solutions, Inc. · SGSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger Marcus Ponder
Officer — Chief Executive Officer · Director
Period of report
Sep 28, 2018
Accepted (ET)
Oct 3, 2018 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413891
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 28, 2018 | A | 1,500,000 | — | A | 1,500,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On September 28, 2018, the Reporting Person was granted 1,500,000 shares of Common Stock of the Issuer in connection with his employment with the Issuer.