SEC Form 4 · accession 0001209191-19-014399
First Foundation Inc. · FFWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Stanley Noble
Officer — Chief Lending Officer
Period of report
Feb 26, 2019
Accepted (ET)
Feb 28, 2019 · 2:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413837
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Feb 26, 2019 | M | 2,045 | — | A | 109,888 | D | |
| Common stockF1 | Feb 27, 2019 | M | 1,539 | — | A | 111,427 | D | |
| Common stockF1 | Feb 28, 2019 | M | 1,687 | — | A | 113,114 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | — | Feb 26, 2019 | A | 4,090 | A | Feb 26, 2020 | Feb 26, 2021 | Common stock | 4,090 | 4,090 | D |
| Restricted Stock UnitF1 | — | holding | — | — | — | Feb 27, 2020 | Feb 27, 2020 | Common stock | 1,539 | 1,539 | D |
Explanation of responses
- F1Restricted stock unit grant, no exercise price