SEC Form 4 · accession 0001209191-19-014390

First Foundation Inc. · FFWM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director

Period of report

Feb 26, 2019

Accepted (ET)

Feb 28, 2019 · 2:01 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001413837

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 26, 2019	M	4,578	—	A	1,133,239	I	by family trust
Common Stock^F1	Feb 27, 2019	M	3,851	—	A	1,137,090	I	by family trust
Common stock^F1	Feb 28, 2019	M	3,303	—	A	1,140,393	I	by family trust
Common stock	holding	—	—		—	70,000	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit^F1	—	Feb 26, 2019	A	9,156	A	Feb 26, 2020	Feb 26, 2021	Common Stock	9,156	9,156	D
Restricted Stock Unit^F1	—	holding	—	—	—	Feb 27, 2020	Feb 27, 2020	Common Stock	3,851	3,851	D
Stock Option	$7.50	holding	—	—	—	Oct 2, 2014	Oct 24, 2021	Common stock	80,000	80,000	D