SEC Form 4 · accession 0001209191-18-060165
First Foundation Inc. · FFWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren D Fix
Director
Period of report
Nov 28, 2018
Accepted (ET)
Nov 28, 2018 · 7:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413837
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 28, 2018 | A | 938 | — | A | 53,398 | I | by family trust |
| Common Stock | holding | — | — | — | 63,234 | D | ||
| Common Stock | holding | — | — | — | 11,800 | I | by spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock unit grant, no exercise price