SEC Form 4 · accession 0001209191-18-059885
First Foundation Inc. · FFWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell M. Rosenberg
Director
Period of report
Nov 20, 2018
Accepted (ET)
Nov 26, 2018 · 11:43 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413837
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 20, 2018 | M | 3,000 | $7.50 | A | 58,460 | I | by family trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Option Exercise Price