SEC Form 4 · accession 0001209191-18-058849
First Foundation Inc. · FFWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Hakopian
Officer — President, FFA · Director
Period of report
Nov 15, 2018
Accepted (ET)
Nov 15, 2018 · 9:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413837
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2018 | M | 20,000 | $7.50 | A | 826,360 | I | by family trust |
| Common Stock | Nov 15, 2018 | S | 20,000 | $16.25 | D | 806,360 | I | by family trust |
| Common Stock | holding | — | — | — | 33,200 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Option Exercise Price