SEC Form 4 · accession 0001209191-18-057812
First Foundation Inc. · FFWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ulrich E. Keller Jr.
Officer — Chairman · Director
Period of report
Nov 7, 2018
Accepted (ET)
Nov 8, 2018 · 6:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413837
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 7, 2018 | M | 6,600 | $8.25 | A | 2,208,370 | I | by family trust |
| Common Stock | Nov 7, 2018 | S | 6,600 | $16.20 | D | 2,201,770 | I | by family trust |
| Common StockF1 | Nov 8, 2018 | M | 23,400 | $8.25 | A | 2,225,170 | I | by family trust |
| Common Stock | Nov 8, 2018 | S | 23,400 | $16.44 | D | 2,201,770 | I | by family trust |
| Common Stock | holding | — | — | — | 200,000 | I | by spouse | |
| Common Stock | holding | — | — | — | 20,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Option Exercise Price