SEC Form 4 · accession 0001209191-18-033062
First Foundation Inc. · FFWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott F Kavanaugh
Officer — Chief Executive Officer · Director
Period of report
May 3, 2018
Accepted (ET)
May 24, 2018 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413837
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 23, 2018 | M | 4,650 | $7.50 | A | 1,133,311 | I | by family trust |
| Common Stock | May 23, 2018 | S | 4,650 | $19.33 | D | 1,128,661 | I | by family trust |
| Holding | holding | — | — | — | 70,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Option Exercise Price