SEC Form 4 · accession 0001209191-18-018965
First Foundation Inc. · FFWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Max Briggs
Director
Period of report
Mar 9, 2018
Accepted (ET)
Mar 12, 2018 · 7:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413837
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 9, 2018 | M | 9,991 | $7.50 | A | 11,101 | D | |
| Common Stock | Mar 9, 2018 | S | 9,991 | $19.01 | D | 1,110 | D | |
| Common StockF1 | Mar 12, 2018 | M | 14,704 | $7.50 | A | 15,814 | D | |
| Common Stock | Mar 12, 2018 | S | 14,704 | $19.00 | D | 1,110 | D | |
| Common Stock | holding | — | — | — | 29,373 | I | by family trust | |
| Common Stock | holding | — | — | — | 6,000 | I | by spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Option Exercise Price