SEC Form 4 · accession 0001209191-18-014737

First Foundation Inc. · FFWM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Feb 27, 2018

Accepted (ET)

Feb 28, 2018 · 8:19 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001413837

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 27, 2018	M	1,289	—	A	85,690	D
Common Stock^F1	Feb 28, 2018	M	1,271	—	A	86,961	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit^F1	—	Feb 27, 2018	A	1,289	A	Feb 27, 2019	Feb 27, 2019	Common stock	1,289	2,560	D
Restricted Stock Unit^F1	—	Feb 27, 2018	A	1,289	A	Feb 27, 2020	Feb 27, 2020	Common Stock	1,289	3,849	D