SEC Form 4 · accession 0001209191-18-014736

First Foundation Inc. · FFWM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director

Period of report

Feb 27, 2018

Accepted (ET)

Feb 28, 2018 · 8:08 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001413837

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 27, 2018	M	3,851	—	A	1,125,358	I	by family trust
Common Stock^F1	Feb 28, 2018	M	3,303	—	A	1,128,661	I	by family trust
Common Stock	holding	—	—		—	70,000	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit^F1	—	Feb 27, 2018	A	3,851	A	Feb 27, 2019	Feb 27, 2019	Common Stock	3,851	7,154	D
Restricted Stock Unit^F1	—	Feb 27, 2018	A	3,851	A	Feb 27, 2020	Feb 27, 2020	Common Stock	3,851	11,005	D