SEC Form 4 · accession 0001209191-18-007647
First Foundation Inc. · FFWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott F Kavanaugh
Officer — Chief Executive Officer · Director
Period of report
Feb 5, 2018
Accepted (ET)
Feb 5, 2018 · 6:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413837
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2018 | M | 3,090 | — | A | 1,121,507 | I | by family trust |
| Common Stock | holding | — | — | — | 70,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock unit grant, no exercise price