SEC Form 4 · accession 0001209191-18-007633
First Foundation Inc. · FFWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Max Briggs
Director
Period of report
Feb 2, 2018
Accepted (ET)
Feb 5, 2018 · 6:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413837
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 2, 2018 | M | 5,305 | $7.50 | A | 6,415 | D | |
| Common Stock | Feb 2, 2018 | S | 5,305 | $19.11 | D | 1,110 | D | |
| Common Stock | holding | — | — | — | 35,373 | I | By Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Option Exercise Price