SEC Form 4 · accession 0001209191-17-052704
First Foundation Inc. · FFWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Michel
Officer — Chief Financial Officer
Period of report
Sep 11, 2017
Accepted (ET)
Sep 13, 2017 · 6:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413837
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 11, 2017 | M | 20,000 | $5.00 | A | 93,291 | D | |
| Common Stock | Sep 11, 2017 | S | 20,000 | $16.50 | D | 73,291 | D | |
| Common StockF1 | Sep 12, 2017 | M | 10,000 | $5.00 | A | 83,291 | D | |
| Common Stock | Sep 12, 2017 | S | 10,000 | $16.74 | D | 73,291 | D | |
| Common StockF1 | Sep 12, 2017 | M | 9,600 | $5.00 | A | 82,891 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Option Exercise Price