SEC Form 4 · accession 0001209191-17-051066
First Foundation Inc. · FFWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ulrich E. Keller Jr.
Officer — Chairman · Director
Period of report
Sep 1, 2017
Accepted (ET)
Sep 1, 2017 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413837
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Sep 1, 2017 | M | 13,534 | $5.50 | A | 2,294,704 | I | by family trust |
| Common Stock | Sep 1, 2017 | S | 13,534 | $17.00 | D | 2,281,170 | I | by family trust |
| Common Stock | holding | — | — | — | 20,000 | D | ||
| Common Stock | holding | — | — | — | 200,000 | I | by spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Option Exercise Price