SEC Form 4 · accession 0001209191-17-036652
First Foundation Inc. · FFWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren D Fix
Director
Period of report
May 30, 2017
Accepted (ET)
Jun 1, 2017 · 12:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413837
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 30, 2017 | A | 915 | — | A | 83,731 | I | by Family Trust |
| Common Stock | holding | — | — | — | 73,234 | D | ||
| Common Stock | holding | — | — | — | 11,800 | I | by Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock unit grant, no exercise price