SEC Form 4 · accession 0001209191-17-028605
First Foundation Inc. · FFWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Michel
Officer — Chief Financial Officer
Period of report
Apr 26, 2017
Accepted (ET)
Apr 28, 2017 · 1:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413837
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 26, 2017 | M | 7,749 | $5.00 | A | 61,040 | D | |
| Common Stock | Apr 26, 2017 | S | 7,749 | $16.11 | D | 53,291 | D | |
| Common StockF1 | Apr 28, 2017 | M | 12,251 | $5.00 | A | 65,542 | D | |
| Common Stock | Apr 28, 2017 | S | 12,251 | $15.70 | D | 53,291 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Option Exercise Price