SEC Form 4 · accession 0001209191-17-015536
First Foundation Inc. · FFWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S Depillo
Officer — President FFB
Period of report
Feb 28, 2017
Accepted (ET)
Feb 28, 2017 · 8:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413837
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2017 | M | 2,541 | — | A | 702,711 | I | by family trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | — | Feb 28, 2017 | A | 5,082 | A | Feb 28, 2018 | Feb 28, 2019 | Common Stock | 5,082 | 26,282 | D |
Explanation of responses
- F1Restricted stock unit grant, no exercise price