SEC Form 4 · accession 0001209191-16-151356
First Foundation Inc. · FFWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Michel
Officer — Chief Financial Officer
Period of report
Nov 17, 2016
Accepted (ET)
Nov 21, 2016 · 11:24 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413837
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 17, 2016 | P | 14,000 | $10.00 | A | 33,255 | D | |
| Common Stock | Nov 17, 2016 | S | 14,000 | $27.00 | D | 19,255 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Option Exercise Price