SEC Form 4 · accession 0001209191-16-094044
First Foundation Inc. · FFWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott F Kavanaugh
Officer — Chief Executive Officer · Director
Period of report
Jan 26, 2016
Accepted (ET)
Jan 28, 2016 · 9:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413837
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 26, 2016 | A | 1,545 | — | A | 396,012 | I | by family trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | — | Jan 26, 2016 | A | 1,545 | A | Jan 26, 2017 | — | Common Stock | 1,545 | 1,545 | D |
| Common StockF1,F2 | — | Jan 26, 2016 | A | 1,545 | A | Jan 26, 2018 | — | Common stock | 1,545 | 3,090 | D |
Explanation of responses
- F1Restricted stock unit grant, no exercise price
- F2Restricted stock grant, expiration date not applicable