SEC Form 4 · accession 0001209191-16-094036
First Foundation Inc. · FFWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren D Fix
Director
Period of report
Jan 26, 2016
Accepted (ET)
Jan 28, 2016 · 8:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413837
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | — | Jan 26, 2018 | A | 630 | A | Apr 26, 2016 | — | Common Stock | 630 | 630 | D |
Explanation of responses
- F1Restricted stock unit grant, no exercise price
- F2Restricted stock grant, expiration date not applicable