SEC Form 4 · accession 0001209191-15-047278
First Foundation Inc. · FFWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S Depillo
Officer — President FFB
Period of report
May 26, 2015
Accepted (ET)
May 27, 2015 · 8:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413837
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 27, 2015 | P | 272,035 | $18.38 | A | 272,035 | I | by Family trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | May 27, 2015 | A | 15,900 | A | — | — | Common Stock | 15,900 | 15,900 | D |
Explanation of responses
- F1Restricted Stock Unit Grant, no exercise price