SEC Form 4 · accession 0001209191-15-036798
First Foundation Inc. · FFWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell M. Rosenberg
Director
Period of report
Apr 28, 2015
Accepted (ET)
Apr 28, 2015 · 7:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413837
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock GrantF1 | — | Apr 28, 2015 | A | 701 | A | Apr 28, 2015 | Apr 28, 2015 | Common stock | 701 | 23,701 | I |
Explanation of responses
- F1Stock Grant, no exercise price