SEC Form 4 · accession 0001209191-15-036790
First Foundation Inc. · FFWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victoria Collins
Director
Period of report
Mar 27, 2015
Accepted (ET)
Apr 28, 2015 · 7:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413837
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 27, 2015 | G | 5,600 | — | D | 361,609 | I | by Family Trust |
| Common Stock | holding | — | — | — | 361,609 | I | by Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock GrantF2 | — | Apr 28, 2015 | A | 701 | A | Apr 28, 2015 | Apr 28, 2015 | Common Stock | 701 | 362,310 | I |
Explanation of responses
- F1Gift to Charity
- F2Stock Grant, no exercise price