SEC Form 4 · accession 0001182489-18-000215
Philip Morris International Inc. · PM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Massimo Ferragamo
Director
Period of report
May 9, 2018
Accepted (ET)
May 11, 2018 · 2:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 9, 2018 | A | 2,138 | $81.88 | A | 4,841 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF5,F7,F4,F6 | — | May 9, 2018 | J | 0 | A | — | — | Common Stock | 0 | 1,660 | D |
Explanation of responses
- F1Deferred shares awarded under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors.
- F2The average of the high and low price of Philip Morris International Inc. common stock on May 9, 2018.
- F3Deferred shares held in the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors, including an increase of 28 deferred shares acquired through the reinvestment of dividends since March 30, 2018, the date of the last reportable transaction to the SEC.
- F4Phantom Stock Units convert to common stock on a 1-for-1 basis.
- F5No share equivalents acquired or disposed.
- F6These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.
- F7Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 14 share equivalents acquired through the reinvestment of dividends since March 30, 2018, the date of the last reportable transaction to the SEC.