SEC Form 4 · accession 0001182489-17-000003
Philip Morris International Inc. · PM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Massimo Ferragamo
Director
Period of report
Dec 30, 2016
Accepted (ET)
Jan 4, 2017 · 3:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 994 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F5,F6,F2,F4 | — | Dec 30, 2016 | A | 106 | A | — | — | Common Stock | 106 | 106 | D |
Explanation of responses
- F1Deferred shares held under the Philip Morris International Inc. 2008 Stock Compensation Plan for Non-Employee Directors.
- F2Phantom Stock Units convert to common stock on a 1-for-1 basis.
- F3These units were acquired on December 30, 2016, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.
- F4These units are to be settled in cash upon the reporting persons termination as a member of the Issuer's Board of Directors.
- F5The average of the high and low price of Philip Morris International Inc. common stock on December 30, 2016.
- F6Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.