SEC Form 4 · accession 0001182489-16-001073
Philip Morris International Inc. · PM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jun Makihara
Director
Period of report
May 4, 2016
Accepted (ET)
May 6, 2016 · 3:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 4, 2016 | A | 1,782 | $98.225 | A | 5,487 | D | |
| Common StockF4 | holding | — | — | — | 1,360 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF6,F8,F5,F7 | — | May 4, 2016 | J | 0 | A | — | — | Common Stock | 0 | 2,699 | D |
Explanation of responses
- F1Deferred shares awarded under the Philip Morris International Inc. 2008 Stock Compensation Plan for Non-Employee Directors.
- F2The average of the high and low price of Philip Morris International Inc. common stock on May 4, 2016.
- F3Deferred shares held in the Philip Morris International Inc. 2008 Stock Compensation Plan for Non-Employee Directors. This is an increase of 1,819 shares, reflecting the 2016 stock award and 37 shares acquired through the reinvestment of dividends on deferred stock since March 31, 2016, the date of the last reportable transaction to the SEC.
- F4The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F5Phantom Stock Units convert to common stock on a 1-for-1 basis.
- F6No share equivalents acquired or disposed.
- F7These units are to be settled in cash upon the reporting persons termination as a member of the Issuer's Board of Directors.
- F8Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This total reflects 23 share equivalents acquired through the reinvestment of dividends since March 31, 2016, the date of the last reportable transaction to the SEC.