SEC Form 4 · accession 0001182489-15-000534
Philip Morris International Inc. · PM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M Wolf
Director
Period of report
May 6, 2015
Accepted (ET)
May 8, 2015 · 3:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 6, 2015 | A | 2,098 | $83.435 | A | 74,665 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF5,F7,F4,F6 | — | May 6, 2015 | J | 0 | A | — | — | Common Stock | 0 | 27,073 | D |
Explanation of responses
- F1Deferred shares awarded under the Philip Morris International Inc. 2008 Stock Compensation Plan for Non-Employee Directors.
- F2The average of the high and low price of Philip Morris International Inc. common stock on May 6, 2015.
- F3Includes 51,343 deferred shares held under the Philip Morris International Inc. 2008 Stock Compensation Plan for Non-Employee Directors, including an increase of 2,277 shares acquired through the reinvestment of dividends since May 7, 2014, the date of the last reportable transaction to the SEC.
- F4Phantom Stock Units convert to common stock on a 1-for-1 basis.
- F5No share equivalents acquired or disposed.
- F6These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.
- F7Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,251 share equivalents acquired through the reinvestment of dividends since May 7, 2014, the date of the last reportable transaction to the SEC.