SEC Form 4 · accession 0001182489-15-000244
Philip Morris International Inc. · PM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jun Makihara
Director
Period of report
Jan 21, 2015
Accepted (ET)
Feb 5, 2015 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 21, 2015 | J | 1,360 | $0.00 | A | 1,360 | I | By Spouse |
| Common StockF1 | holding | — | — | — | 1,423 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF5,F3,F4 | — | Feb 5, 2015 | J | 0 | A | — | — | Common Stock | 0 | 527 | D |
Explanation of responses
- F11,423 deferred shares held in the Philip Morris International Inc. 2008 Stock Compensation Plan for Non-Employee Directors. This includes an increase of 17 share equivalents acquired through the reinvestment of dividends since December 31, 2014, the date of the last reportable transaction to the SEC.
- F2Reflects transfer for no consideration from a fund (Tax Loss Harvesting Fund) to the Reporting Person's spouse. The shares of Philip Morris International Inc. common stock previously held by the fund were not reportable by the Reporting Person.
- F3Phantom Stock Units convert to common stock on a 1-for-1 basis.
- F4These units are to be settled in cash upon the reporting persons termination as a member of the Issuer's Board of Directors.
- F5Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1 share equivalent acquired through the reinvestment of dividends since December 31, 2014, the date of the last reportable transaction to the SEC.