SEC Form 4 · accession 0001213900-18-004373
CHINA JO-JO DRUGSTORES, INC. · CJJD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lei Liu
Officer — CEO, Chairman of the Board · Director · 10% Owner
Period of report
Mar 30, 2018
Accepted (ET)
Apr 12, 2018 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 30, 2018 | A | 900,000 | $0.00 | A | 9,050,482 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 900,000 shares of common stock granted to the Reporting Person vested immediately.
- F2The grant was made under the Company's 2010 Equity Incentive Plan, as amended.
Remarks
The number of securities reported under Item 5 of Table I includes, but not limited to 6,030,000 shares held by Super Marvel Limited, of which the Reporting Person is the executive director and a shareholder, and as such, is deemed to have or share voting and investment controls over such shares.