SEC Form 4 · accession 0001213900-15-009187
CHINA JO-JO DRUGSTORES, INC. · CJJD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Li Lei
Officer — CEO, Chairman of the Board · Director · 10% Owner
Period of report
Nov 27, 2015
Accepted (ET)
Dec 1, 2015 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 27, 2015 | A | 210,000 | $0.00 | A | 7,201,482 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 210,000 shares of common stock granted to the Reporting Person, vested immediately.
- F2The grant was made under the Company's 2010 Equity Incentive Plan, as amended.
Remarks
The number of securities reported under Item 5 of Table I includes, but not limited to 6,030,000 shares held by Super Marvel Limited, of which the Reporting Person is the executive director and a shareholder, and as such, is deemed to have or share voting and investment controls over such shares. It does not include the option to purchase 180,000 share of the Common Stock that does not vest until November 18, 2017.