SEC Form 4 · accession 0001412665-19-000020
MidWestOne Financial Group, Inc. · MOFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles N Funk
Officer — President and CEO · Director
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2019 | A | 5,000 | $0.00 | A | 111,279 | D | |
| Common StockF2 | holding | — | — | — | 4,331 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were acquired pursuant to a grant of restricted stock units which vest in four equal annual installments beginning February 15, 2020.
- F2Shares held in the MidWestOne Financial Group, Inc. Employee Stock Ownership Plan as of February 19, 2019.