SEC Form 4 · accession 0001412665-18-000139
MidWestOne Financial Group, Inc. · MOFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry S Ray
Officer — SVP & Chief Financial Officer
Period of report
Nov 15, 2018
Accepted (ET)
Nov 16, 2018 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2018 | A | 3,000 | $0.00 | A | 8,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were acquired pursuant to a grant of restricted stock units which vest in two equal annual installments beginning November 15, 2019. The award is part of the April 30, 2018 accepted employment offer of the reporting person, approved by the Compensation Committee on May 7, 2018 to be effective November 15, 2018.