SEC Form 4 · accession 0001412665-18-000037
MidWestOne Financial Group, Inc. · MOFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kent L Jehle
Officer — EVP & Chief Credit Officer
Period of report
Feb 15, 2018
Accepted (ET)
Feb 20, 2018 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2018 | A | 2,000 | $0.00 | A | 24,836 | D | |
| Common StockF2 | Feb 15, 2018 | F | 777 | $30.87 | D | 24,059 | D | |
| Common StockF3 | holding | — | — | — | 3,973 | I | By ESOP | |
| Common Stock | holding | — | — | — | 2,300 | I | By IRA | |
| Common Stock | holding | — | — | — | 1,000 | I | Held by spouse | |
| Common StockF4 | holding | — | — | — | 5,550 | I | By Limited Liability Corporation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were acquired pursuant to a grant of restricted stock units which vest in four equal annual installments beginning February 15, 2019.
- F2Restricted Stock Units withheld to pay payroll taxes due upon vesting and issuance of Restricted Stock Units shares on February 15, 2018.
- F3Shares held in the MidWestOne Financial Group, Inc. Employee Stock Ownership Plan as of February 15, 2018. Shares increased by 257 shares since the date of the reporting person's last filing due to additional shares allocated to the reporting person's ESOP account.
- F4The reporting person is the managing member for the Jehle Family, LLC, and has investment and voting power over all the shares. The reporting person has a 1/3 (one-third) ownership interest in the Jehle Family, LLC.