SEC Form 4 · accession 0001412665-18-000035
MidWestOne Financial Group, Inc. · MOFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Cantrell
Officer — Chief Financial Officer
Period of report
Feb 15, 2018
Accepted (ET)
Feb 20, 2018 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2018 | A | 2,000 | $0.00 | A | 11,463 | D | |
| Common StockF2 | holding | — | — | — | 2,154 | I | By ESOP | |
| Common Stock | holding | — | — | — | 500 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were acquired pursuant to a grant of restricted stock units which vest in four equal annual installments beginning February 15, 2019.
- F2Shares held in the MidWestOne Financial Group, Inc. Employee Stock Ownership Plan as of February 15, 2018. Shares increased by 197 shares since the date of the reporting person's last filing due to additional shares allocated to the reporting person's ESOP account.