SEC Form 4 · accession 0001412665-18-000021
MidWestOne Financial Group, Inc. · MOFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles N Funk
Officer — President and CEO · Director
Period of report
Feb 1, 2018
Accepted (ET)
Feb 2, 2018 · 11:04 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2018 | P | 500 | $33.0326 | A | 96,079 | D | |
| Common StockF1 | holding | — | — | — | 4,005 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $16.69 | holding | — | — | — | — | Apr 1, 2018 | Common Stock | 3,500 | 3,500 | D |
Explanation of responses
- F1Shares held in the MidWestOne Financial Group, Inc. Employee Stock Ownership Plan as of February 1, 2018. The number of shares reported has increased by 309 shares since the last previous Form filed due to allocations made to the reporting person's ESOP account.
- F2The option vested in four equal annual installments beginning on April 1, 2009.