SEC Form 4 · accession 0001412665-18-000009
MidWestOne Financial Group, Inc. · MOFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kent L Jehle
Officer — EVP & Chief Credit Officer
Period of report
Jan 31, 2018
Accepted (ET)
Jan 31, 2018 · 3:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 31, 2018 | M | 3,000 | $16.69 | A | 21,336 | D | |
| Common Stock | Jan 31, 2018 | M | 1,500 | $9.34 | A | 22,836 | D | |
| Common StockF1 | holding | — | — | — | 3,716 | I | By ESOP | |
| Common Stock | holding | — | — | — | 2,300 | I | By IRA | |
| Common Stock | holding | — | — | — | 1,000 | I | Held by spouse | |
| Common StockF2 | holding | — | — | — | 5,550 | I | By Limited Liability Corporation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $16.69 | Jan 31, 2018 | M | 3,000 | D | — | Apr 1, 2018 | Common Stock | 3,000 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $9.34 | Jan 31, 2018 | M | 1,500 | D | — | Jan 22, 2019 | Common Stock | 1,500 | 0 | D |
Explanation of responses
- F1Shares held in the MidWestOne Financial Group, Inc. Employee Stock Ownership Plan as of January 30, 2018.
- F2The reporting person is the managing member for the Jehle Family, LLC, and has investment and voting power over all the shares. The reporting person has a 1/3 (one-third) ownership interest in the Jehle Family, LLC.
- F3The option vests in four equal annual installments beginning on April 1, 2009.
- F4The option vests in four equal annual installments beginning on January 22, 2010.