SEC Form 4 · accession 0001412665-17-000073
MidWestOne Financial Group, Inc. · MOFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen L West
Director
Period of report
May 15, 2017
Accepted (ET)
May 15, 2017 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 15, 2017 | A | 400 | $0.00 | A | 900 | D | |
| Common StockF3,F2 | holding | — | — | — | 18,197 | I | By personal revocable trust | |
| Common StockF4,F2 | holding | — | — | — | 11,655 | I | By spouse's revocable trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were acquired pursuant to a grant of restricted stock units which vest on May 15, 2018.
- F2The reporting person caused the creation of two revocable trusts and moved shares into the revocable trusts since the last Form filing. Shares that are now in the revocable trusts were reported as directly owned by the reporting person on the previous Form filing.
- F3Shares increased by 212 shares since the date of the reporting person's last previous filing due to additional shares acquired through dividends reinvested.
- F4Shares increased by 135 shares since the date of the reporting person's last previous filing due to additional shares acquired through dividends reinvested.