SEC Form 4 · accession 0001412665-17-000038
MidWestOne Financial Group, Inc. · MOFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Mar 22, 2017
Accepted (ET)
Mar 22, 2017 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 22, 2017 | S | 2,000,000 | $32.88 | D | 245,693 | I | By self as trustee of the John M. Morrison Revocable Trust #4 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold pursuant to an underwritten public offering transaction that settled March 22, 2017.
- F2These shares are owned directly by the John M. Morrison Revocable Trust #4, a ten percent owner of the issuer, and indirectly by John M. Morrison as trustee of the trust. John M. Morrison is a director and ten percent owner of the issuer. Following the sale, the John M. Morrison Revocable Trust #4 ceased to be subject to Section 16 and will no longer be a reporting person.