SEC Form 4/A · accession 0001412665-16-000185
MidWestOne Financial Group, Inc. · MOFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael A Hatch
Director
Period of report
Aug 9, 2016
Accepted (ET)
Aug 15, 2016 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 9, 2016 | P | 129 | $28.8266 | A | 2,129 | I | By IRA |
| Common Stock | Aug 9, 2016 | P | 20 | $28.899 | A | 2,149 | I | By IRA |
| Common Stock | Aug 9, 2016 | P | 1 | $28.86 | A | 2,150 | I | By IRA |
| Common StockF1,F2 | Aug 9, 2016 | P | 35 | $28.90 | A | 35 | I | By spousal trust account |
| Common StockF1 | Aug 9, 2016 | P | 1,000 | $28.838 | A | 1,035 | I | By spousal trust account |
| Common Stock | holding | — | — | — | 1,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purpose of this amended Form 4 filing is to disclose the purchase of shares for the reporting person's spouse. Although the reporting person was aware of the number of shares acquired on August 9, the broker indicated that details would only be provided through the mailing of a confirmation. The confirmation details were received after the close of business on August 12. Therefore, the reporting person is amending the original report in the most timely manner under the circumstances.
- F2Shares held in a revocable trust in the name of the reporting person's spouse. Both the reporting person and his spouse serve as trustees of the trust.
Remarks
Please see Footnote 1 for an explanation of the amendment.