SEC Form 4 · accession 0001412665-16-000155
MidWestOne Financial Group, Inc. · MOFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
May 15, 2016
Accepted (ET)
May 16, 2016 · 11:20 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 15, 2016 | A | 500 | $0.00 | A | 2,266,583 | I | By self as trustee of the John M. Morrison Revocable Trust #4 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were acquired pursuant to a grant of restricted stock units which vest on May 15, 2017.
- F2The share balance was increased by 500 shares as a result of issuing and registering 500 shares from vested restricted stock units on May 15, 2016 into the name of the John M. Morrison Revocable Trust #4. The shares issued from the restricted stock units were award May 15, 2015 and had previously been identified as a direct holding of John M. Morrison on prior Forms, rather than as a holding of the Trust.
- F3These shares are owned directly by the John M. Morrison Revocable Trust #4, a ten percent owner of the issuer, and indirectly by John M. Morrison as trustee of the trust. John M. Morrison is a director and ten percent owner of the issuer.