SEC Form 4/A · accession 0001412665-16-000125

MidWestOne Financial Group, Inc. · MOFG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — Chief Operating Officer

Period of report

Feb 15, 2016

Accepted (ET)

Feb 16, 2016 · 5:14 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001412665

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 15, 2016	A	2,500	$0.00	A	18,413	D
Common Stock	Feb 15, 2016	F	726	$0.00	D	17,687	D
Common Stock^F2	holding	—	—		—	2,683	I	By ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F3	$16.69	holding	—	—	—	—	Apr 1, 2018	Common Stock	500	500	D
Employee Stock Option (Right to Buy)^F4	$7.02	holding	—	—	—	—	Jul 16, 2019	Common Stock	1,200	1,200	D

F1Shares were acquired pursuant to a grant of restricted stock units which vest in four equal annual installments beginning February 15, 2017.
F2Shares held in the MidWestOne Financial Group, Inc. Employee Stock Ownership Plan as of February 15, 2016. Shares increased by 18 shares since the date of the reporting person's last filing due to additional shares allocated to the reporting person's ESOP account.
F3The option vests in four equal annual installments beginning on April 1, 2009.
F4The option vests in four equal annual installments beginning on July 16, 2010.

The purpose of this amended Form is to disclose the information in Footnote 1.