SEC Form 5 · accession 0001412665-16-000113
MidWestOne Financial Group, Inc. · MOFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Dec 31, 2015
Accepted (ET)
Jan 19, 2016 · 9:53 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 23, 2015 | G | 200,000 | $0.00 | D | 2,465,583 | I | By self as trustee of the John M. Morrison Revocable Trust #4 |
| Common StockF3 | Dec 23, 2015 | G | 200,000 | $0.00 | D | 2,265,583 | I | By self as trustee of the John M. Morrison Revocable Trust #4 |
| Common StockF2 | Dec 23, 2015 | G | 200,000 | $0.00 | A | 200,000 | I | By self as director of the John M. and Susan Morrison Foundation |
| Common StockF1 | holding | — | — | — | 500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These are shares beneficially owned directly by John M. Morrison.
- F2Shares gifted to the John M. & Susan Morrison Foundation, which is a private registered charitable foundation for which Mr. Morrison and his spouse serve as directors.
- F3Shares gifted to the Community Foundation of Collier County (Naples, FL), a public registered charitable foundation. The reporting persons do not retain any direction on the public foundation investment and voting.