SEC Form 4 · accession 0001412665-15-000031
MidWestOne Financial Group, Inc. · MOFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barbara J Kniff-McCulla
Director
Period of report
Apr 27, 2015
Accepted (ET)
Apr 27, 2015 · 6:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 27, 2015 | M | 769 | $18.49 | A | 4,677 | I | Held in revocable grantor trust |
| Common StockF1 | holding | — | — | — | 750 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $18.49 | Apr 27, 2015 | M | 769 | D | — | Apr 29, 2015 | Common Stock | 769 | 0 | D |
| Stock Option (Right to Buy)F3 | $20.08 | holding | — | — | — | — | Apr 28, 2016 | Common Stock | 950 | 950 | D |
| Stock Option (Right to Buy)F3,F4 | $18.06 | holding | — | — | — | — | May 1, 2016 | Common Stock | 950 | 950 | D |
Explanation of responses
- F1Shares reduced by 65 shares due to lapse of restricted period/issuance of restricted stock unit shares which moved from direct holding and into indirect holding of reporting person's revocable grantor trust.
- F2Shares increased by 65 shares due to lapse of restricted period/issuance of RSU shares which moved from direct holding and into indirect holding of reporting person's revocable grantor trust.
- F3Fully vested.
- F4Option expires May 1, 2016 or 1 year from closing of Merger with Central Bancshares, Inc., whichever is later. In the event that the Merger does not close, the option will expire April 26, 2017 as originally granted.