SEC Form 4 · accession 0001412665-15-000012

MidWestOne Financial Group, Inc. · MOFG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — EVP, CFO & Treasurer

Period of report

Feb 15, 2015

Accepted (ET)

Feb 18, 2015 · 10:08 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001412665

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 15, 2015	F	484	$28.75	D	7,224	D
Common Stock^F2	Feb 15, 2015	A	1,500	$0.00	A	8,724	D
Common Stock^F3	holding	—	—		—	2,222	I	By ESOP
Common Stock	holding	—	—		—	10,000	I	By IRAs
Common Stock	holding	—	—		—	1,500	I	By Spousal IRA

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F4	$16.69	holding	—	—	—	—	Apr 1, 2018	Common Stock	500	500	D
Employee Stock Option (Right to Buy)^F5	$9.34	holding	—	—	—	—	Jan 22, 2019	Common Stock	500	500	D
Employee Stock Option (Right to Buy)^F6	$7.02	holding	—	—	—	—	Jul 16, 2019	Common Stock	4,800	4,800	D

F1Restricted Stock Units withheld to pay payroll taxes due upon vesting and issuance of Restricted Stock Units shares from February 15, 2012, February 15, 2013 and February 15, 2014 awards, issued on February 15, 2015.
F2Shares were acquired pursuant to a grant of restricted stock units which vest in four equal annual installments beginning February 15, 2016.
F3Shares held in the MidWestOne Financial Group, Inc. Employee Stock Ownership Plan as of February 15, 2015.
F4The option vests in four equal annual installments beginning on April 1, 2009.
F5The option vests in four equal annual installments beginning on January 22, 2010.
F6The option vests in four equal annual installments beginning on July 16, 2010.