SEC Form 4 · accession 0001209191-18-063677
PIMCO Income Opportunity Fund · PKO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Dec 19, 2018
Accepted (ET)
Dec 20, 2018 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412350
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Dec 19, 2018 | P | 5,500 | $24.4879 | A | 12,833 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares purchased in multiple transactions at prices ranging from $24.32 to $24.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4.
- F2Includes 46 shares acquired on December 4, 2018 under a qualified dividend reinvestment plan since the last Form 4 filed by the Reporting Person.
Remarks
Pacific Investment Management Company LLC ("PIMCO") is the investment adviser of the Issuer. The Reporting Person is a Managing Director of this Issuer at PIMCO and a member of PIMCO's Executive Committee.