SEC Form 4 · accession 0001209191-18-051282
PIMCO Income Opportunity Fund · PKO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Sep 14, 2018
Accepted (ET)
Sep 17, 2018 · 6:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412350
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Sep 14, 2018 | P | 1,500 | $27.51 | A | 6,208 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The aggregate holdings reported on Line 1, Table I, include 8 shares acquired on September 5, 2018 by the Reporting Person under a qualified dividend reinvestment plan.
Remarks
Pacific Investment Management Company LLC ("PIMCO") is the investment adviser of the Issuer. The Reporting Person is a Managing Director of this Issuer at PIMCO and a member of PIMCO's Executive Committee.