SEC Form 4 · accession 0001209191-18-048434
PIMCO Income Opportunity Fund · PKO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Aug 22, 2018
Accepted (ET)
Aug 24, 2018 · 6:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412350
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Aug 22, 2018 | P | 1,000 | $27.3015 | A | 2,200 | D | |
| COMMON STOCK | Aug 23, 2018 | P | 1,500 | $27.3303 | A | 3,700 | D | |
| COMMON STOCK | Aug 24, 2018 | P | 1,000 | $27.3099 | A | 4,700 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Pacific Investment Management Company LLC ("PIMCO") is the investment adviser of the Issuer. The Reporting Person is a Managing Director of this Issuer at PIMCO and a member of PIMCO's Executive Committee. Exhibit List: Exhibit 24 - Power of Attorney