SEC Form 5 · accession 0001412347-16-000063
Westmoreland Resource Partners, LP · WMLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles C Ungurean
Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 12, 2016 · 6:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Units (representing limited partner interests)F1 | Dec 1, 2015 | P | 6,431 | $4.24 | A | 33,313 | D | |
| Common Units (representing limited partner interests)F2 | Dec 10, 2015 | S | 100 | $3.80 | D | 33,213 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Common Units were acquired in an open market transaction that the Reporting Person inadvertently failed to timely report on Form 4.
- F2The Common Units were sold in an open market transaction that the Reporting Person inadvertently failed to timely report on Form 4. The sale transaction resulted in a net loss to the Reporting Person because the Common Units were sold at a lower price than the purchase price in the matching, opposite-way purchase transaction that occurred on December 1, 2015.