SEC Form 4 · accession 0001179110-18-014278
Care.com Inc · CRCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane Musi
Officer — General Counsel and Secretary
Period of report
Dec 24, 2018
Accepted (ET)
Dec 27, 2018 · 2:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value | Dec 24, 2018 | M | 100 | $6.70 | A | 26,925 | D | |
| Common Stock, $0.001 par value | Dec 24, 2018 | S | 100 | $18.25 | D | 26,825 | D | |
| Common Stock, $0.001 par value | Dec 26, 2018 | M | 6,761 | $6.70 | A | 33,586 | D | |
| Common Stock, $0.001 par value | Dec 26, 2018 | M | 8,750 | $6.02 | A | 42,336 | D | |
| Common Stock, $0.001 par value | Dec 26, 2018 | M | 10,556 | $12.01 | A | 52,892 | D | |
| Common Stock, $0.001 par value | Dec 26, 2018 | M | 3,733 | $6.70 | A | 56,625 | D | |
| Common Stock, $0.001 par valueF2 | Dec 26, 2018 | S | 29,800 | $18.3982 | D | 26,825 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $6.70 | Dec 24, 2018 | M | 100 | D | — | Mar 9, 2026 | Common Stock | 100 | 66,740 | D |
| Stock Option (Right to Buy)F3 | $6.70 | Dec 26, 2018 | M | 6,761 | D | — | Mar 9, 2026 | Common Stock | 6,761 | 59,979 | D |
| Stock Option (Right to Buy)F4 | $6.02 | Dec 26, 2018 | M | 8,750 | D | — | Feb 28, 2023 | Common Stock | 8,750 | 0 | D |
| Stock Option (Right to Buy)F5 | $12.01 | Dec 26, 2018 | M | 10,556 | D | — | Mar 15, 2027 | Common Stock | 10,556 | 16,691 | D |
| Stock Option (Right to Buy)F3 | $6.70 | Dec 26, 2018 | M | 3,733 | D | — | Mar 9, 2026 | Common Stock | 3,733 | 56,246 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 10, 2018.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $18.5950, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- F3The underlying shares subject to the option vest and became exercisable in successive, equal quarterly installments over four years measured from March 9, 2016.
- F4The underlying shares subject to the option vest and became exercisable in successive, equal quarterly installments over four years measured from February 1, 2013.
- F5The underlying shares subject to the option vest and became exercisable in successive, equal quarterly installments over four years measured from March 9, 2017.